NC2019 – C2C -The how to guide for a realistic, appropriate and compliant SOA

Statements from the ASIC noting that “nine out of ten pieces of SMSF advice reviewed by ASIC across 137 difference licences did not comply with the best interest duty” – raises concerns about the SMSF advice process and documentation. This presentation will focus on a realistic approach on how to deliver and prepare a compliant SOA and complete client file, to ensure that your advice is in the clients best interest and that you have a defendable client file.

Details

Knowledge Area:
Managing Investment, Practice Management, Taxation
CPD Hours:
1

Speakers:

Christina Kalantzis