Financial Services Law update – SMSF advice fee disclosures, sophisticated investor definition, DDOs, TMDs, PDSs and more

National Conference 2022

Breach Reporting, Complaints Handling, Anti-Hawking, Reference Checking, Sophisticated investor certificates, Design & Distribution – when will it end? A summary of key regulatory developments (and practical tips) for 2022.

At the end of this session, you will be able to: 

  • Understand key regulatory changes that impact businesses in 2022;
  • Understand practical tips and solutions to meet the requirements of those changes.

The contents of this resource are taken to be correct at the time of publication.

Disclaimer: Technical Papers contain general advice only and are prepared without taking into account particular objectives, financial circumstances and needs. The information provided is not a substitute for legal, tax and financial product advice. Before making any decision based on this information, you should assess its relevance to the individual circumstances of your client. While the SMSF Association believes that the information provided is accurate, no warranty is given as to its accuracy and persons who rely on this information do so at their own risk. The information provided in this bulletin is not considered financial product advice for the purposes of the Corporations Act 2001. © SMSF Association